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Open access for UKRI long-form publications

 

This page covers open access requirements for UKRI-funded long-form publications (monographs, book chapters, edited collections) which came into force on 1 January 2024. 

For UKRI-funded short-form publications (e.g. articles) read the separate page

What do I need to know?

The open access (OA) policy applies to research funded by , which comprises the seven research councils, Research England and Innovate UK.

The policy applies to long-form publications (monographs, book chapters and edited collections) published on or after 1 January 2024

The policy supports the transition to open access to government funded research. 

 

What are the key requirements of the policy concerning long-form publications?

Monographs, book chapters, and edited collections published from 1 January 2024, which , must be made openly available within 12 months of publication under a  (CC BY preferred; alternatives may be permitted).

Policy requirements apply to long-form outputs published within seven years of the UKRI grant acknowledged ending.

How to comply

      1. Deposit your Author Accepted Manuscript (AAM) in our institutional repository () (green open access).
      2. Publish the Version of Record (VoR) open access via the publisher’s website or a publication platform (gold open access).

Funding

If you are planning to publish your UKRI-funded long-form publication open acces via the gold route the maximum funding available from UKRI is:

  • Book Processing Charge: £10,000 (inc. VAT)
  • Chapter Processing Charge: £1,000 (inc. VAT)
  • £6,000 for the first output in an alternative funding model (£3,000 for subsequent outputs).

Within these limits, up to £2,000 will be available for third-party rights clearance costs (in addition to any pre-existing grant funds ring-fenced for these costs).

UKRI have produced some , which we recommend authors familiarise themselves with at an early stage.

Institutions will make applications on behalf of authors via a two-stage process (UKRI have produced ): 

  • Stage 1: 糖心原创 Libraries registers output(s) with UKRI; UKRI confirms eligibility for funding. A publishing contract does not need to be signed at this point.
  • Stage 2: Libraries confirms publication to UKRI; UKRI releases funds.
 

    Exemptions

    UKRI have outlined some policy exemptions (to be recorded by institutions): 

    • Publishing contract signed before 1 January 2024. 

    • The only appropriate publisher offers no compliant open access pathway. 

    • If permissions for third-party material cannot be obtained and there is no suitable alternative. 

    • Output is out of scope (e.g., scholarly editions, some trade books). 

    • In-scope output arises from a UKRI training grant (e.g., PhD studentship). 

    Policy scope definitions can be found at ; guidance for exemptions is provided at . There is also further UKRI . 

    Libraries will notify UKRI of exemptions on the author's behalf, please to record and submit your exemption.

     

     

    If you are a UKRI-funded researcher seeking advice on UKRI's long-form open access policy requirements, please fill in our  and we will be in touch to discuss your options. 
     

    What do I need to do?

    •  to ensure you are meeting your funding conditions.
    • Fill in the our  or email us for guidance before you submit your manuscript. 

    • Upload your author accepted manuscript (AAM) to RIS.
     

     

     

                                                                             

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